1 | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON QUALCOMM Incorporated I.D. No. 95-3685934 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 5,351,864 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 5,351,864 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5,351,864 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.22% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
(a) | Name of Issuer | ||
The name of the issuer is A123 Systems, Inc. (the Issuer). | |||
(b) | Address of the Issuers Principal Executive Offices | ||
Arsenal on the Charles, 321 Arsenal Street, Watertown, MA 02472 |
(a) | Name of Person Filing | ||
QUALCOMM Incorporated | |||
(b) | Address of Principal Business Office or, if none, Residence | ||
5775 Morehouse Dr., San Diego, California 92121 | |||
(c) | Citizenship | ||
QUALCOMM Incorporated is a Delaware corporation | |||
(d) | Title of Class of Securities | ||
Common Stock, par value $0.001 | |||
(e) | CUSIP Number | ||
03739T108 |
Not Applicable | |||
(a) o | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | ||
(b) o | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c) o | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d) o | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||
(e) o | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); | ||
(f) o | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); | ||
(g) o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G) | ||
(h) o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i) o | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
(j) o | Group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
(a) | Amount beneficially owned: 5,351,864 | ||
(b) | Percent of class: 5.22% | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: 5,351,864 | ||
(ii) | Shared power to vote or to direct the vote: 0 |
(iii) | Sole power to dispose or to direct the disposition of: 5,351,864 | ||
(iv) | Shared power to dispose or to direct the disposition of: 0 |
/s/ Richard F. Grannis | ||||
Richard F. Grannis, | ||||
Senior Vice President and Treasurer | ||||