4 1 NASDAQ 0001191317 d*mnij5j Officer QUALCOMM Incorporated 0000804328 95-3685934 11/05/02 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Schrock, Donald E. 5775 Morehouse Dr. San Diego, CA 92121-1714 2. Issuer Name and Ticker or Trading Symbol QUALCOMM Incorporated (QCOM) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 11/5/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) President, ASIC Products Division 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/05/02 M 112,000 A $4.8500 D Direct Common Stock 11/05/02 M 80,000 A $7.3400 D Direct Common Stock 11/05/02 M 64,000 A $7.8000 262,926 D Direct Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $4.8500 11/05/02 M 112,000 (1) 01/18/06 (right to buy) Non-Qualified Stock Option $7.3400 11/05/02 M 80,000 (2) 03/30/07 (right to buy) Non-Qualified Stock Option $7.8000 11/05/02 M 64,000 (3) 11/13/07 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 11/05/02 Common Stock 112,000 0 D Direct (right to buy) Non-Qualified Stock Option 11/05/02 Common Stock 80,000 0 D Direct (right to buy) Non-Qualified Stock Option 11/05/02 Common Stock 64,000 64,000 D Direct (right to buy) Explanation of Responses: (1) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 20% on January 19, 1998, 20% on January 19, 1999, 20% on January 19, 2000, and 40% on January 19, 2001. (2) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 20% on March 31, 1998, 2 0% on March 31, 1999, 20% on March 31, 2000, 20% on March 31, 2001 and 20% on March 31, 2002. (3) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments begin ning on November 14, 1998.
SIGNATURE OF REPORTING PERSON /S/ By: Noreen E. Burns, Attorney-in-Fact For: Donald E. Schrock DATE 11/07/02