4 1 NASDAQ 0001191329 Director QUALCOMM Incorporated 0000804328 95-3685934 11/12/02 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. 1. Name and Address of Reporting Person(s) Sulpizio, Richard 5775 Morehouse Dr. San Diego, CA 92121-1714 2. Issuer Name and Ticker or Trading Symbol QUALCOMM Incorporated (QCOM) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Day/Year 11/12/2002 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code V Amount D Price End of Month I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 11/12/02 M 30,000 A $7.0200 D Direct Common Stock 11/12/02 S 30,000 D $34.0500 D Direct Common Stock 11/12/02 M 28,333 A $7.0200 D Direct Common Stock 11/12/02 S 28,333 D $34.2700 D Direct Common Stock 11/12/02 M 20,833 A $7.0200 D Direct Common Stock 11/12/02 S 20,833 D $34.3600 D Direct Common Stock 11/12/02 M 40,835 A $7.0200 D Direct Common Stock 11/12/02 S 40,835 D $34.4000 D Direct Common Stock 11/12/02 M 38,333 A $7.0200 D Direct Common Stock 11/12/02 S 38,333 D $34.4500 D Direct Common Stock 11/12/02 M 70,833 A $7.0200 D Direct Common Stock 11/12/02 S 70,833 D $34.5000 D Direct Common Stock 11/12/02 M 12,500 A $7.0200 D Direct Common Stock 11/12/02 S 12,500 D $34.5500 D Direct Common Stock 11/12/02 M 5,833 A $7.0200 D Direct Common Stock 11/12/02 S 5,833 D $34.6000 D Direct Common Stock 11/12/02 M 8,333 A $7.0200 D Direct Common Stock 11/12/02 S 8,333 D $34.6200 D Direct Common Stock 11/12/02 M 13,333 A $7.0200 D Direct Common Stock 11/12/02 S 13,333 D $34.6500 D Direct Common Stock 11/12/02 M 34,167 A $7.0200 D Direct Common Stock 11/12/02 S 34,167 D $34.7000 D Direct Common Stock 11/12/02 M 12,500 A $7.0200 D Direct Common Stock 11/12/02 S 12,500 D $34.7700 D Direct Common Stock 11/12/02 M 24,167 A $7.0200 D Direct Common Stock 11/12/02 S 24,167 D $34.8000 D Direct Common Stock 11/12/02 M 25,000 A $7.0200 D Direct Common Stock 11/12/02 S 25,000 D $34.8200 D Direct Common Stock 11/12/02 M 24,167 A $7.0200 D Direct Common Stock 11/12/02 S 24,167 D $34.8500 D Direct Common Stock 11/12/02 M 15,000 A $7.0200 D Direct Common Stock 11/12/02 S 15,000 D $34.8600 D Direct Common Stock 11/12/02 M 8,333 A $7.0200 D Direct Common Stock 11/12/02 S 8,333 D $34.9000 D Direct Common Stock 11/12/02 M 4,167 A $7.0200 D Direct Common Stock 11/12/02 S 4,167 D $35.0000 0 D Direct Common Stock 8,400 I FBO children Common Stock 7,858 I by Trust Common Stock 11/12/02 M 3,300 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 367 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,320 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,247 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 917 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,795 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,687 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 3,117 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 550 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 257 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 367 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 587 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,503 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 550 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,063 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 1,100 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 39,088 A $6.4200 D Direct Common Stock 11/12/02 S 39,088 D $33.6000 D Direct Common Stock 11/12/02 M 35,912 A $7.0200 D Direct Common Stock 11/12/02 S 35,912 D $33.6000 D Direct Common Stock 11/12/02 M 8,333 A $7.0200 D Direct Common Stock 11/12/02 S 8,333 D $33.7000 D Direct Common Stock 11/12/02 M 1,063 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 660 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 367 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 M 183 A $3.3800 I by Trust 2 (1) Common Stock 11/12/02 S 3,300 D $33.6000 I by Trust 2 (1) Common Stock 11/12/02 S 367 D $33.7000 I by Trust 2 (1) Common Stock 11/12/02 S 1,320 D $34.0500 I by Trust 2 (1) Common Stock 11/12/02 S 1,247 D $34.2700 I by Trust 2 (1) Common Stock 11/12/02 S 917 D $34.3600 I by Trust 2 (1) Common Stock 11/12/02 S 1,795 D $34.4000 I by Trust 2 (1) Common Stock 11/12/02 S 1,687 D $34.4500 I by Trust 2 (1) Common Stock 11/12/02 S 3,117 D $34.5000 I by Trust 2 (1) Common Stock 11/12/02 S 550 D $34.5500 I by Trust 2 (1) Common Stock 11/12/02 S 257 D $34.6000 I by Trust 2 (1) Common Stock 11/12/02 S 367 D $34.6200 I by Trust 2 (1) Common Stock 11/12/02 S 587 D $34.6500 I by Trust 2 (1) Common Stock 11/12/02 S 1,503 D $34.7000 I by Trust 2 (1) Common Stock 11/12/02 S 550 D $34.7700 I by Trust 2 (1) Common Stock 11/12/02 S 1,063 D $34.8000 I by Trust 2 (1) Common Stock 11/12/02 S 1,100 D $34.8200 I by Trust 2 (1) Common Stock 11/12/02 S 1,063 D $34.8500 I by Trust 2 (1) Common Stock 11/12/02 S 660 D $34.8600 I by Trust 2 (1) Common Stock 11/12/02 S 367 D $34.9000 I by Trust 2 (1) Common Stock 11/12/02 S 183 D $35.0000 0 I by Trust 2 (1) Table II (PART 1) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code V A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option $6.4200 11/12/02 M 39,088 (2) 09/18/07 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 35,912 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 8,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 30,000 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 28,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 20,833 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 40,835 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 38,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 70,833 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 12,500 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 5,833 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 8,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 13,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 34,167 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 12,500 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 24,167 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 25,000 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 24,167 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 15,000 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 8,333 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $7.0200 11/12/02 M 4,167 (3) 07/16/08 (right to buy) Non-Qualified Stock Option $6.4200 09/18/07 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 3,300 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 367 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,320 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,247 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 917 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,795 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,687 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 3,117 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 550 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 257 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 367 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 587 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,503 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 550 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,063 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,100 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 1,063 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 660 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 367 (4) 01/26/05 (right to buy) Non-Qualified Stock Option $3.3800 11/12/02 M 183 (4) 01/26/05 (right to buy) Table II (PART 2) Derivative Securities Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Month - ------------------------------------------------------------------------------------------------------------------------------------ Non-Qualified Stock Option 11/12/02 Common Stock 39,088 0 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 35,912 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 8,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 30,000 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 28,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 20,833 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 40,835 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 38,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 70,833 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 12,500 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 5,833 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 8,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 13,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 34,167 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 12,500 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 24,167 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 25,000 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 24,167 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 15,000 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 8,333 D Direct (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 4,167 739,088 D Direct (right to buy) Non-Qualified Stock Option Common Stock 684 684 I FBO children (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 3,300 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 367 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,320 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,247 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 917 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,795 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,687 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 3,117 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 550 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 257 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 367 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 587 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,503 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 550 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,063 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,100 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 1,063 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 660 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 367 I by Trust 2 (right to buy) Non-Qualified Stock Option 11/12/02 Common Stock 183 0 I by Trust 2 (right to buy) Explanation of Responses: (1) Securities held by Maria G. Sulpizio as Trustees of the Sulpizio Generations Trust dated August 19, 1999. (2) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 20% on September 19, 199 8, 20% on September 19, 1999, 20% on September 19, 2000, 20% on September 19, 2001 and 20% on September 19, 2002. (3) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest in five equal annual installments begin ning on July 17, 1999. (4) Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest at the rate of 20% on January 27, 1997, 20% on January 27, 1998, 20% on January 27, 1999, and 40% on January 27, 2000.
SIGNATURE OF REPORTING PERSON /S/ By: Noreen E. Burns, Attorney-in-Fact For: Richard Sulpizio DATE 11/14/02